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使用条款和重要法律信息

使用条款和重要法律信息

LAST UPDATED: February 2, 2022

在使用或进入任何网页前,请仔细阅读这些使用条款, 文本, DATA, 本网站上的信息或其他内容(统称“存网站”). BY USING THE 存 SITE, 您确认您已阅读本使用条款(“使用条款”)。, UNDERSTAND THEM, 并同意受其条款和条件的约束. 如果您不同意这些使用条款,您不得访问或使用存网站.

存网站由存托信托拥有和运营 & 结算公司及其附属公司(统称“存”). These 使用条款 contain the terms and conditions which govern your (also referred to herein as “User” or “you”) access and use of the 存 Site and the content, 包括(但不限于)vnsr威尼斯城官网登入, 服务, 出版物, 指数, 在存网站上显示的数据和信息(“内容”). 存保留在通知后更改这些使用条款的权利, 存在存网站上发布这些变更(或修订的使用条款)可能会给出哪些, 通过电子邮件, 或通过任何其他合理的方式与存网站的用户进行通信. YOUR CONTINUED USE OF THE 存 SITE FOLLOWING NOTICE OF SUCH CHANGES WILL BE DEEMED YOUR ACCEPTANCE OF ANY CHANGES TO THESE TERMS OF USE.

尽管使用条款中有任何相反的规定, your rights to use certain material available on or through the 存 Site may be subject to separate agreements with 存 (“Separate Agreements”). 如果您已签订单独协议以访问存网站或其内容的全部或任何部分, 包括存网站中任何单独命名的部分, then such Separate Agreement, rather than these 使用条款, will govern in the event of a conflict.

内容的使用

本使用条款为您提供个人的, fully revocable, 非排他的, non-transferable, 使用存网站和内容的有限许可, 以您继续遵守这些使用条款为前提. 除非存另有书面明确授权, you may not license, 出售, 修改, 适应, 复制, 分发, 繁殖, 发布, 重新发布, 重新分配, reverse engineer, 广播, or retransmit the Content, frame any part of the Content, 将内容编译成数据库或信息服务, 创建任何内容的衍生品用于商业分发, 使用内容与存的业务竞争, or use any data included in the Content in the calculation of an index or as the basis of any financial instrument or investment product that is based on or seeks to match the performance of the values included in the data, 并且您不得授权任何其他人从事与内容相关的任何此类活动. 除了, you may not use any automated device, computer program, 工具, 算法, bot or similar process to mine or systematically scrape or extract data from the 存 Site or interfere in any way with the availability of or access to the 存 Site. 任何未经授权使用存网站或内容的行为都可能违反版权法, trademark laws, 合同法, the laws of privacy and publicity, 和/或通信法规和法规. 存可以停止或更改任何vnsr威尼斯城官网登入, 服务, data, 任何时候在存网站描述或提供的信息或内容.

Public 存 Reports

您同意在从存网站访问任何贸易信息库或全球贸易信息库报告(统称为, the “存 Reports”), 您将阅读存报告附带的任何解释性材料. 存报告不包括可能与其他衍生品活动相关的某些重要经济信息, 例如有关相关职位的信息, 其他衍生品活动(包括进一步的衍生品持仓), 以及其他交易对手或信用风险相关的头寸, 包括相关的抵押品. 结果是, 可能无法从存报告中确定准确的信用和交易对手风险暴露信息. Certain content, 存报告中包含的信息或材料可能被视为“非贸易”性质, 例如与行业压缩或清理活动相关的数据, 或者现有交易的清算数据. 除了, 存报告中包含的内容可以以简短形式记录, 没有作为完全匹配的确认记录提供给存的地方. 这些简短形式的记录可以省略必要的数据项,以确定它们与特定查询有关. 并不是所有的记录都在交易日期提交给存, 由于某些事务已分批加载. You will not remove, 更改或掩盖存报告中包含的任何版权通知或其他专有通知或使用条款.

免责声明和责任限制

None of the Content on the 存 Site shall be considered an offer or recommendation to buy or 出售 or a solicitation of an offer to buy or 出售 any security or instrument or to participate in any particular trading strategy. 进一步, none of the Content is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision and may not be relied on as such. 历史数据和分析不应被视为任何未来业绩的指示或保证, 分析, forecast or prediction. The entire risk as to the accuracy, 存网站内容的完整性和使用由您负责, 病毒和其他污染的风险也是如此. YOU HAVE THE SOLE RESPONSIBILITY FOR ADEQUATE PROTECTION AND BACKUP OF DATA AND/OR EQUIPMENT USED IN CONNECTION WITH THE 存 SITE. THE 存 SITE AND ITS CONTENT, INCLUDING ANY INDEX AND RELATED DATA, 是否提供“原样”和“可用”的所有故障, 错误, 缺陷, INACCURACIES AND OMISSIONS. 存 DOES NOT MAKE, AND SPECIFICALLY DISCLAIMS, 所有保修, WHETHER EXPRESS OR IMPLIED, 包括但不限于任何不侵权的保证, FITNESS FOR A PARTICULAR PURPOSE OR MERCHANTABILITY WITH RESPECT TO ALL ASPECTS OF THE 存 SITE AND THE CONTENT CONTAINED THEREIN. 存 DOES NOT IN ANY WAY GUARANTEE, AND SHALL NOT BE LIABLE FOR, 的充分性, 质量, 精度, 完整性, 价值, 或通过存网站提供或获得的内容的及时性, INCLUDING THE INDEXES. 存不保证存网站或其内容, INCLUDING ANY INDEX, 是没有错误的还是缺陷会被纠正. 一些司法管辖区不允许排除默示保证, 因此,上述豁免可能不适用于您. WITHOUT LIMITING ANY OF THE FOREGOING, TO THE MAXIMUM EXTENT PERMITTED BY LAW, UNDER NO CIRCUMSTANCES, 要存, OR ITS DIRECTORS, 军官, 经理, AGENTS OR CONSULTANTS, BE LIABLE FOR ANY DIRECT, 间接, 特殊的, 偶然的, PUNITIVE OR CONSEQUENTIAL DAMAGES, INCLUDING BUT NOT LIMITED TO, LOSS OF PROFITS, 交易损失, LOST TIME OR GOODWILL, 由…产生, 与, OR RESULTING FROM THESE TERMS OF USE, THE 存 SITE OR THE CONTENT, 即使他们可能已经预料到或已经被告知这种损害的可能性.

赔偿

To the maximum extent permitted by law, 您同意赔偿存及其董事, 经理, 员工, 代理及顾问(下称“受偿各方”, 让他们各自免受伤害, any and all losses, 负债, 损害赔偿, 罚款, 处罚, 缺陷, costs or expenses, 包括律师或其他专家和专业顾问所遭受的合理费用和开支, incurred or sustained by any of them, or to which any of them becomes subject, 作为…的结果, any third party claim arising from or related to: (a) your use of the Content (including without limitation index values and related data); (b) your positions and/or transactions in respect of any vnsr威尼斯城官网登入 based on an index; or (c) your violation of these 使用条款.

商标

存网站上提及的存及其vnsr威尼斯城官网登入和服务的所有名称, 包括美国存, 存 (Stylized), Advancing Financial Markets. 在一起, 和Interlocker图形是存托信托的注册或未注册商标或服务标志 & 清算 Corporation or its affiliates. Names of other companies, 本出版物中出现的vnsr威尼斯城官网登入或服务是其各自所有者的商标或服务标志. 本使用条款中没有任何内容授予您使用存商标、名称或徽标的任何权利. You may not represent, directly or indirectly, that any product, 阁下所提供的资料或任何服务均已获存批准或认可.

联系网站

The 存 Site contains hyperlinks to third party websites which are the sole responsibility of such independent third parties and use thereof is solely at your own risk. 存对此类第三方网站没有控制权, 存不对内容负责(在任何情况下均不承担责任), 政策, 任何超链接到存网站的网站的准确性或可靠性.

CUSIP Database & Proprietary Rights

在某种程度上,您可以访问存网站上的cusip, you agree and acknowledge that the CUSIP Database and the information contained therein is and shall remain valuable intellectual property owned by, 或者被许可, CUSIP全球服务(“CGS”)和美国银行家vnsr威尼斯城官网登入(“ABA”), 并且没有将此类材料或其中包含的任何信息的所有权转让给您. 美国银行家vnsr威尼斯城官网登入CUSIP数据库由S&P Global Market Intelligence LLC. 版权2020. All rights reserved.

Members of the Press and Media

对使用存网站上的内容有疑问的新闻和媒体成员, 联系存媒体关系部,电话: http://www.DTCC.com/press-room/media-contacts.

Permission to use 存 Site Content

If you would like to request permission to use the Content other than as expressly authorized by these 使用条款 or have questions about the Content contained on the 存 Site, please contact [email protected].

Claims, Jurisdiction and Choice of Law

存网站上发布的信息可能包含对vnsr威尼斯城官网登入的引用, 您所在国家或地区未公布或未提供的计划和服务. 存对该等信息不作任何陈述, vnsr威尼斯城官网登入, 本网站所引用的程序或服务是合法的, 在您的国家或地区可用或合适. 本使用条款受纽约州法律管辖,并根据纽约州法律进行解释, 不使任何法律冲突原则生效. 存和你们双方同意纽约州法院和联邦法院, New York shall be the exclusive forums for any dispute arising out of these 使用条款 and each of 存 and you hereby consent to the personal jurisdiction of such courts. 存和你们各自放弃陪审团审判的权利.

可分割性

如果法院认定本使用条款中的任何条款或条件, 行政机关或管辖权无效或不可执行, 该合同应被视为修改至使其有效所必需的最低限度, legal and enforceable. If such modification is not possible, the relevant term shall be deemed deleted and the remaining terms and conditions hereof shall remain in full force and effect and shall be enforceable to the maximum extent permitted by law.

隐私

有关从存网站收集和使用个人信息的信息,请参阅我们的隐私政策.

一般

Specific Content, 区域或页面 of the 存 Site may include or reference additional or different terms relating to the use of the 存 Site or the rights or obligations of you or 存 (“Specific 条款”). 通过访问这些内容、区域或页面,您同意受这些特定条款的约束. 如该等特定条款与本使用条款有冲突, 该特定条款应适用于适用的内容, 区域或页面.

除非在单独协议中另有规定, these 使用条款, including any Specific 条款, represent the entire understanding relating to the use of the 存 Site and the Content and prevail over any prior or contemporaneous, 冲突或额外的通信. The failure of 存 to exercise or enforce any right conferred upon it by these 使用条款 or any Specific 条款 shall not be deemed to be a waiver of any such right or operate so as to bar the exercise or enforcement thereof at any time or times thereafter. 存与您或任何其他方之间的任何行为均不得被视为修改本使用条款的任何规定.

存保留所有法律权利和补救措施, 本使用条款绝不应被视为对存可能拥有的任何其他权利的限制或放弃.

LEGAL AND REGULATORY COMPLIANCE

美国对存 ITP的监管

一些存机构贸易处理服务受美国监管.S. 美国证券交易委员会(SEC). 存 ITP的TradeSuite ID和TradeMatch,这是美国.S.的电子贸易确认及中央配对服务, 受SEC监管,是存 ITP Matching (US) LLC的服务. 中医, which is a central matching 服务, is subject to SEC regulation when the 服务 is used for trades in which either the broker-dealer or its institutional customer is a U.S. 实体和交易中的证券是由美国证券公司发行的.S. 是存 ITP Matching (US) LLC的一项服务. The SEC regulation of 存 ITP Matching (US) LLC is set out in an SEC order granting an exemption from registration as a clearing agency. 该命令包含在SEC发布号. 34-44188; File No. 600-32; 66 FR 20494 (4月il 17, 2001).



加拿大存 ITP配对(加拿大)有限公司法规

存 ITP Matching (Canada) Limited has been granted status as a Matching Utility by the Ontario Securities Commission under NI24-101. 存 ITP配对(加拿大)有限公司已获安大略省证券委员会授权提供配对服务, 存's 中医 to its Canadian clients.



存 ITP (UK) Limited在英国的监管

存 (UK) Limited has been authorised by the Financial Conduct Authority (FCA) to carry out regulated activities in the UK as a Service Company. 存的中医和警报系统是英国受监管的服务.



SSAE 16 Audit of Control Environment

On an annual basis, 存 engages an independent third-party auditor to examine and report on the suitability of the design and operating effectiveness of controls for the most widely used 存 Institutional Trade Processing solutions. The auditor prepares a Service Organization Control (SOC) 1 Type 2 report in accordance with Statement on Standards for Attestation Engagements (SSAE) No. 16, which was 发布ed by the American Institute of Certified Public Accountants (AICPA) and supersedes the SAS 70 standard for performing an examination of controls and processes. SOC 1报告涉及各个领域的控制, including data accuracy, security and processing timeliness. 该报告还包含对控制环境的描述, including systems and processes, 以及管理层对该控制环境的设计和运行有效性的断言. 请直接向SSAE 16咨询您的客户关系经理,销售助理或通过联系 存’s 客户端 联系 Center.



存结算机构的预定时间

Scheduled times provided by 直接转矩, FICC /德牧, FICC/MBSD和NSCC(每个“公司”)可能会扩展, IN THE CORPORATION’S SOLE DISCRETION, as APPROPRIATE to (i) address operational or other delays that would reasonably prevent members/participants or the Corporation from meeting the deadline or timeframe, 是适用的, 或(ii)允许公司有时间根据其规则行使其操作性权利. 除了, times applicable to the Corporation are standards and not deadlines; actual processing times may vary AS NECESSARY OR APPROPRIATE.

如果您有任何疑问,请与存的合规部门联系 [email protected].

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